Technology, Financials, Automotive May 27, 2022 02:54 PM (GMT+8) · EqualOcean
Guojin Securities branch and Shenzhen Futian securities business department of Guojin Securities Co., Ltd. under its jurisdiction have problems such as compliance personnel concurrently serving as the operation director, inadequate management of marketing personnel, inadequate monitoring of abnormal transactions in customer accounts, etc. Shenzhen Securities Regulatory Bureau has decided to take administrative supervision measures to issue warning letters to Guojin Securities branch.