The investment banking business was strictly supervised, and seven securities companies received fines
Cailian, October 19 (Xinhua) recently, the CSRC website announced 12 information on penalties for violations of investment banking business, which means a strong sense of strict supervision. Among them, there are 9 administrative supervision and 3 self-discipline supervision, involving 7 securities companies and 19 insurance agents or financial advisers. Previously, the CSRC announced 12 investment bank punishment information at one time on August 6. Analysts expect that the supervision of investment banking business of securities companies will be further strengthened in the future. With the normalization of IPO on-site inspection and on-site supervision, regulatory audit puts forward higher requirements for the issuer's financial and internal control standardization and the practice quality of intermediaries.
This text is a result of machine translation.
Related companies：
Briefing Jun 25, 2022 08:10 AM
· Technology
There were 89 financing cases in the primary market this week, with an increase of 11.25% month on month. Zhongxin wafer obtained a strategic investment of 1.1 billion yuan
In-depth
Healthcare
Big Pharma CCHT’s Domination Unlikely to Fade Soon Despite Official Bulk Buying
The producer of long-acting growth hormone acupunctures, vaccines and other drugs, looks set to offset the effects of so-called “centralized procurement” on its product prices with more aggressive expansion into private hospitals. So far, its monopoly appears unshakable, but with more competitors upping the stakes, how long will it last?
Feb 21, 2022 02:30 PM
Briefing Jun 22, 2022 04:39 PM
· Healthcare
State Intellectual Property Office: select about 20 cities to complete the construction of intellectual property protection demonstration areas by 2025
Briefing Jun 20, 2022 04:54 PM
· Technology
The official results of the French parliamentary elections were announced, and the ruling party coalition held a relatively large number of seats
Apr 26, 2022 12:26 PM
Apr 21, 2022 07:07 PM
Jun 29, 2021 11:48 PM
May 03, 2021 09:18 AM
Briefing May 23, 2022 12:38 PM
· Healthcare
Aimeike signs distribution cooperation framework agreement with South Korea huons BP
Insight
Briefing Apr 18, 2022 10:18 PM
· Technology
A number of enterprises on the science and innovation board are listed on the "white list" of key enterprises for operation guarantee and transfer
See more
Read next
Insight
In-depth
Automotive, Technology · Analysis
Robotaxi Goes Global: The New Battlefield of Autonomous Driving
Jul 07, 2025 07:13 PM
Insight
In-depth
Technology, Consumer Staples · Analysis
EqualOcean Weekly Hotspots Series (6/15-6/20)
Jun 20, 2025 11:51 AM
Insight
In-depth
Automotive, Technology · Analysis
EqualOcean Weekly Hotspots Series (6/8-6/13)
Jun 13, 2025 05:48 PM
Insight
In-depth